CapWealth is an independent wealth management firm dedicated to serving the unique needs of individuals, families, and business owners. We are especially focused on the experience for women, creating a welcoming environment for conversations, connections, and financial decisions. As a mid-sized firm, we are strategically positioned between individual financial advisors and large corporate organizations. We are one team — comprised of nine individuals who average 23 years of financial experience — supported by LPL Financial, the nation’s largest, independent broker/dealer.*
As a fiduciary with a duty of loyalty and care, we serve as partner with, and an advocate for, our clients. Our Standard of Care Program employs checklists to help ensure that critical issues and opportunities are identified and addressed. We also partner with our clients’ legal, tax, and professional advisors and those with whom we’ve developed trusted relationships. We hope you’ll learn more about the integrity and independent spirit that permeates CapWealth, and our unrelenting mission to pursue successful outcomes for our clients.
*As reported by Financial Planning magazine, June 1996-2020, based on total revenue.
Learn More →At CapWealth, our foundation is built on a series of deep and collaborative conversations that we call “huddles.” We start with an initial huddle between you and us. Our team then huddles, using our diverse experience, to identify planning issues and implement our Standard of Care Program. We then huddle with your professional advisors and, with your consent, our strategic partners, such as attorneys, accountants, and other professionals with whom we’ve developed trusted relationships.
The huddle represents a visual of the shared bond that develops with our clients. It also reinforces for us the components of a successful team, like commitment, sacrifice, and teamwork — and how successful teams prepare and execute towards a common goal.
As the Home Page of our web site suggests, we help our clients envision and plan for a hopeful and rewarding future, and pursue the life possible with the assets they possess. Creative huddling helps us offer meaningful and practical advice for our clients. That’s why we love the concept and look of “huddles.”
Commitment | Hard Work | Sacrifice | Preparation | Execution | Teamwork
TRUST PLANNING STRATEGIES
